$100,000 Minimum Investment

Model Investment Objective & Strategy

To pursue aggressive growth through capital appreciation in individual U.S.-based stocks without bias toward sector, size or company style. The quantitative metrics used for asset selection and eventual selling strategy are based on academically-driven deep-value methodology which seeks to purchase undervalued securities and systematically sell them upon attainment of a price target.

QUANTITATIVE Asset selection uses a rules-based methodology for stock selection to mitigate non-research-based reaction to market influences.
FIXED CRITERIA Purchases are made using a multi-factor approach to stock metrics. If less than 30 stocks meet the criteria, assets are held in cash/fixed income until new opportunities arise.
SELLING STRATEGY Sell targets for each holding are set at time of purchase to stay aligned to "buy low, sell high" deep value strategy.
DIVIDEND BIAS Stocks which pay a dividend are biased in the formula due to the disproportionate positive effect dividends can play in total return.
US-BASED EQUITY In contrast to CORE PORTFOLIO SERIES, the Deep Value SELECT model limits its asset selection to only US-based holdings.
ALL-CAP PORTFOLIO The portfolio does not bias toward any company size in asset selection but is purely based in the deep-value methodological search for potentially undervalued companies.

While in CORE PORTFOLIO SERIES we attempt to address the general efficiency of markets, our SELECT PORTFOLIO SERIES exists to maximize opportunities where major inefficiencies in the market may appear. Much of stock market investing is driven by a focus on quarterly earnings reports, whether a company over-performs or under-performs expectations. When these under-performances happen in sequence a stock can get "beat-up" or given the perception that it is going to chronically under perform. Deep value investing goes in search of these kinds of companies who we believe still have long-term fundamental strength and have the potential to eventually rebound in price. Because of this, we may be willing to experience short-term volatility based on the belief in longer-term (3-5 year) opportunity.


All investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. TrilogyCapital Risk Profiles range from 6 to 1 with a Profile 6 being most aggressive and risky and a Profile 1 being the most conservative and risk averse. TrilogyCapital’s intention is to manage portfolio risk just as much as return while taking clients’ risk objectives and goals into consideration. Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark. An investor should consider their Model Portfolio’s investment objectives, risks, fees and expenses before investing. This and other important information about TrilogyCapital can be found in the firm’s ADV. Some clients of TrilogyCapital experience different performance results due to unique situations including cash distributions, non-model holdings, and additional situations particular to an individual client. An investment into TrilogyCapital’s portfolios are not insured or guaranteed by the FDIC or any other government agency. Advisory services offered through TrilogyCapital, Inc., a Registered Investment Advisor.

All information herein has been prepared solely for informational purposes and is not an offer to buy, sell or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy. Advisory services provided by TrilogyCapital, Inc, a Registered Investment Adviser. Separate advisory and securities services may be provided by National Planning Corporation (NPC), a SEC Registered Investment Adviser and broker-dealer. Member FINRA and SIPC. Certain registered representative with NPC are doing business under the name of Trilogy Financial. TrilogyCapital, Inc. and Trilogy Financial are affiliated by common ownership and are separate and unrelated to NPC. Please consult with your representative to confirm, on which company's behalf services are being provided. Registered Representatives of NPC may transact securities business in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent or Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to affect transactions in securities or the rendering of personalized investment advice for compensation will not be made absent compliance with state Broker-Dealer, agent or Investment Adviser Representative registration requirements or an applicable exemption or exclusion. Content is for general purposes only and is not an offer to buy or sell any security. NPC does not provide tax or legal advice. NPC Privacy Policy.