$50,000 Minimum Investment

Model Investment Objective & Strategy

To optimize asset class weightings that track the longer-term efficient frontier, using global asset allocation and minimizing alterations caused by market inconsistencies. Strategic models do not seek to take advantage of short or intermediate-term economic or market fluctuations but rather to efficiently mange assets across its global allocation with a foucs on long-term investment objectives. Portfolios in the Strategic Models are managed utilizing broad-based indices in a passive manner, avoiding security selection and market timing.

GLOBAL DIVERSIFICATION Asset classes across the global investment spectrum are used to diversify the portfolio and then are allocated according to each model's stated risk tolerance.
COST SENSITIVITY Emphasis is placed on low-cost investment vehicles, such as ETFs, so as to limit potential drags on portfolio performance.
ANNUAL REBALANCING Models are rebalanced on an annual basis to remain aligned with the portfolios stated risk tolerance and to systematize a process for opportunities to buy low and sell high.
CONSISTENCY Portfolios seek to maximize the benefits of investing in a basket of global markets while mitigating distortion of those markets by eliminating individual security selection.
LONG-TERM FOCUS Models are managed with the goal of optimizing performance over full-market cycles while avoiding the temptation to react to short-term market or economic behavior.
TAX SENSITIVITY When possible, we employ tax-efficient investment vehicles and trading strategies, though this will be secondary to the goal of optimizing performance where possible.


20% 29.5% 35.5% 41.5% 47.5% 52%
9.5% 14% 21.5% 25.5% 28.5% 32%
68.5% 53.5% 39% 28% 18% 9%
2% 3% 4% 5% 6% 7%
*Asset allocations for the model risk profiles are as of April 1, 2016. Variations in asset allocations on actual accounts may vary due to a variety of factors including but not limited to cash distributions or contributions, non-model holdings or other situations particular to an individual client.

All investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. TrilogyCapital Risk Profiles range from 6 to 1 with a Profile 6 being most aggressive and risky and a Profile 1 being the most conservative and risk averse. TrilogyCapital’s intention is to manage portfolio risk just as much as return while taking clients’ risk objectives and goals into consideration. Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark. An investor should consider their Model Portfolio’s investment objectives, risks, fees and expenses before investing. This and other important information about TrilogyCapital can be found in the firm’s ADV. Some clients of TrilogyCapital experience different performance results due to unique situations including cash distributions, non-model holdings, and additional situations particular to an individual client. An investment into TrilogyCapital’s portfolios are not insured or guaranteed by the FDIC or any other government agency. Advisory services offered through TrilogyCapital, Inc., a Registered Investment Advisor.

All information herein has been prepared solely for informational purposes and is not an offer to buy, sell or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy. Advisory services provided by TrilogyCapital, Inc, a Registered Investment Adviser. Separate advisory and securities services may be provided by National Planning Corporation (NPC), a SEC Registered Investment Adviser and broker-dealer. Member FINRA and SIPC. Certain registered representative with NPC are doing business under the name of Trilogy Financial. TrilogyCapital, Inc. and Trilogy Financial are affiliated by common ownership and are separate and unrelated to NPC. Please consult with your representative to confirm, on which company's behalf services are being provided. Registered Representatives of NPC may transact securities business in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent or Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to affect transactions in securities or the rendering of personalized investment advice for compensation will not be made absent compliance with state Broker-Dealer, agent or Investment Adviser Representative registration requirements or an applicable exemption or exclusion. Content is for general purposes only and is not an offer to buy or sell any security. NPC does not provide tax or legal advice. NPC Privacy Policy.